This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PATHSTONE

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65

First exam

Aug 28, 2026

First registration

Oct 4, 2021

Dual registered

no

IAPD individual key

7415157

• Occurred

  Sep 13, 2023
  Advisor changed firm

  Eric Michael Sassano left Compound Advisers, Inc. for Pathstone (registered 2026-09-02)

  Form ADVobserved 3 days ago
• Occurred

  May 20, 2022
  Advisor changed firm

  Eric Michael Sassano left The Caprock Group, Llc for Compound Advisers, Inc. (registered 2022-06-15)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ef62c9a0-9744-e494-ed2a-c1a0acdc4b04

First observed

Oct 4, 2021

Last observed

Sep 15, 2026 3 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.