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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

WINGATE ADVISORS, L.L.C.

CRD 157169

DALLAS, TX

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Search this name across graphsid dfx:ria:ef666d60-7582-d5a4-daa1-51df38dd480e

Data as of Sep 6, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 2
Observed: Feb 8, 2012 to Sep 6, 2018
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Wingate Advisors, L.L.C.

Private equity manager · shared crd

Venture Capitalidentity

Wingate Advisors, L.L.C.

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $241MItem 5.F on the latest filing (2018-09-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $241M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11
Advisory employees: 9
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 5
Private funds: 5Schedule D 7.B(1)
Private fund GAV: $241Mgross asset value as reported per fund; never fund size
SEC number: 801-73198
CRD: 157169
Filings on the tape: 12
First filed: Feb 8, 2012
Latest filed: Sep 6, 2018
Organised: Limited Liability Company, Texas

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
WINGATE PARTNERS V, L.P.	Private Equity Fund	$30.1M	Mar 27, 2024	25	Jun 27, 2013	reported	021-198471
WINGATE PARTNERS V (TX CO-INVESTMENT), L.P.	Private Equity Fund	$15.0M	Mar 31, 2019	1	Mar 31, 2015	reported	021-220072
WINGATE PARTNERS IV, L.P.	Private Equity Fund	$2.5M	Mar 31, 2023	29	Feb 8, 2012	reported	021-98685
WINGATE AFFILIATES V, L.P.	Private Equity Fund	$1.1M	Mar 27, 2024	30	Jun 27, 2013	reported	021-198461
WINGATE PARTNERS III, L.P.	Private Equity Fund	$234,295	Mar 31, 2015	11	Feb 8, 2012	dropped	n/a
WINGATE AFFILIATES IV, L.P.	Private Equity Fund	$121,809	Mar 31, 2023	18	Feb 8, 2012	reported	021-100866
WINGATE AFFILIATES III, L.P.	Private Equity Fund	$28,104	Mar 31, 2015	17	Feb 8, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
APPLEBAUM, JAY (BUD), ISAAC	CHIEF COMPLIANCE OFFICER, MEMBER AND MANAGER	C	yes	03/2011	Feb 8, 2012	Sep 6, 2018
DECKER, MICHAEL, BRYAN	MEMBER AND MANAGER	C	yes	03/2011	Feb 8, 2012	Sep 6, 2018
JOHNSON, JAMES, ARVID	MANAGING MEMBER, MEMBER AND MANAGER	C	yes	03/2011	Feb 8, 2012	Sep 6, 2018
REED, JASON, HOWARD	MEMBER AND MANAGER	C	yes	03/2011	Feb 8, 2012	Sep 6, 2018

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 30, 2018	$241M	$241M	11	9	0	5	$241M
2016	Mar 31, 2017	$427M	$427M	12	8	n/a	5	$427M
2015	Mar 30, 2016	$644M	$644M	11	9	n/a	5	$644M
2014	Mar 31, 2015	$564M	$564M	11	9	n/a	7	$564M
2013	Mar 31, 2014	$505M	$505M	11	9	n/a	6	$505M
2012	Mar 28, 2013	$231M	$231M	13	8	n/a	4	$231M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$241M	$427M	-43.6%	$564M	-24.7%	11	12	0	n/a

Relationships

Advises (7)

→ WINGATE PARTNERS V, L.P.Private fundPrivate Equity Fund, ERA
Jun 27, 2013 to presentfactForm ADV
→ WINGATE AFFILIATES V, L.P.Private fundPrivate Equity Fund, ERA
Jun 27, 2013 to presentfactForm ADV
→ WINGATE PARTNERS IV, L.P.Private fundPrivate Equity Fund, ERA
Feb 8, 2012 to presentfactForm ADV
→ WINGATE AFFILIATES IV, L.P.Private fundPrivate Equity Fund, ERA
Feb 8, 2012 to presentfactForm ADV
→ WINGATE PARTNERS V (TX CO-INVESTMENT), L.P.Private fundPrivate Equity Fund, ERA
Mar 31, 2015 to presentfactForm ADV
→ WINGATE AFFILIATES III, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Feb 8, 2012 to Mar 31, 2015factForm ADV
→ WINGATE PARTNERS III, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Feb 8, 2012 to Mar 31, 2015factForm ADV

Controls (4)

← JOHNSON, JAMES, ARVIDOwnerMANAGING MEMBER, MEMBER AND MANAGER, ownership code C, individual
Feb 8, 2012 to presentfactForm ADV
← APPLEBAUM, JAY (BUD), ISAACOwnerCHIEF COMPLIANCE OFFICER, MEMBER AND MANAGER, ownership code C, individual
Feb 8, 2012 to presentfactForm ADV
← DECKER, MICHAEL, BRYANOwnerMEMBER AND MANAGER, ownership code C, individual
Feb 8, 2012 to presentfactForm ADV
← REED, JASON, HOWARDOwnerMEMBER AND MANAGER, ownership code C, individual
Feb 8, 2012 to presentfactForm ADV

Dated events

Occurred
Mar 30, 2018
Regulatory AUM changed
Wingate Advisors, L.L.C. reported RAUM $240.8M, down 44% from $426.8M (2017-07-12 to 2018-03-30)
Form ADVobserved 4 days ago
$-186M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ef666d60-7582-d5a4-daa1-51df38dd480e
First observed: Feb 8, 2012
Last observed: Sep 6, 2018 97 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WINGATE ADVISORS, L.L.C.

CRD 157169

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ef666d60-7582-d5a4-daa1-51df38dd480e

Data as of Sep 6, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:03 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

WINGATE PARTNERS V, L.P.

Private Equity Fund

$30.1M

Mar 27, 2024

Jun 27, 2013

reported

021-198471

WINGATE PARTNERS V (TX CO-INVESTMENT), L.P.

Private Equity Fund

$15.0M

Mar 31, 2019

Mar 31, 2015

reported

021-220072

WINGATE PARTNERS IV, L.P.

Private Equity Fund

$2.5M

Mar 31, 2023

Feb 8, 2012

reported

021-98685

WINGATE AFFILIATES V, L.P.

Private Equity Fund

$1.1M

Mar 27, 2024

Jun 27, 2013

reported

021-198461

WINGATE PARTNERS III, L.P.

Private Equity Fund

$234,295

Mar 31, 2015

Feb 8, 2012

dropped

n/a

WINGATE AFFILIATES IV, L.P.

Private Equity Fund

$121,809

Mar 31, 2023

Feb 8, 2012

reported

021-100866

WINGATE AFFILIATES III, L.P.

Private Equity Fund

$28,104

Mar 31, 2015

Feb 8, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

APPLEBAUM, JAY (BUD), ISAAC

CHIEF COMPLIANCE OFFICER, MEMBER AND MANAGER

yes

03/2011

Feb 8, 2012

Sep 6, 2018

DECKER, MICHAEL, BRYAN

MEMBER AND MANAGER

yes

03/2011

Feb 8, 2012

Sep 6, 2018

JOHNSON, JAMES, ARVID

MANAGING MEMBER, MEMBER AND MANAGER

yes

03/2011

Feb 8, 2012

Sep 6, 2018

REED, JASON, HOWARD

MEMBER AND MANAGER

yes

03/2011

Feb 8, 2012

Sep 6, 2018

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 30, 2018

$241M

2016

Mar 31, 2017

$427M

n/a

$427M

2015

Mar 30, 2016

$644M

n/a

$644M

2014

Mar 31, 2015

$564M

n/a

$564M

2013

Mar 31, 2014

$505M

n/a

$505M

2012

Mar 28, 2013

$231M

n/a

$231M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$241M

$427M

-43.6%

$564M

-24.7%

n/a