F••• D• H••••••

Advisor at W•••• F•••• A•••••••

ST. LOUIS, MO | MILWAUKEE, WI

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Search this name across graphsid dfx:ria:ef699e78-5b1f-3959-0dcc-e715de74a077

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 18, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jul 18, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Jul 27, 2026	n/a	yes	ST. LOUIS, MO\|MILWAUKEE, WI	Current employment
W••••••• I•••••••••	Former SEC adviser	Feb 17, 2017	Apr 20, 2018	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• I•••••••••	W•••• F•••• A•••••••	Apr 20, 2018	Jul 27, 2026	3,020	Firm change after gap	RIA to wirehouse
W•••••••• I••••••••• M••••••••• I•••	W••••••• I•••••••••	Apr 22, 2015	Feb 17, 2017

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Jul 27, 2026 to presentfactForm ADV
→ W••••••• I•••••••••Registered adviserregistration: previous registration
Feb 17, 2017 to Apr 20, 2018factForm ADV
→ W•••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Jul 18, 2011 to Apr 22, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ef699e78-5b1f-3959-0dcc-e715de74a077
First observed: Jul 18, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.