DFX Intelligence
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Reading the graph
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Advisor at G•••••••• F•••••••• A•••••••• L••
Rolling Meadows, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G•••••••• F•••••••• A•••••••• L•• | Institutional manager | Apr 15, 2022 | n/a | yes | Rolling Meadows, IL | Current employment |
| K••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Apr 20, 2016 | Mar 31, 2022 | no | ITASCA, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| K••••• A••••••• S•••••••• L•• | G•••••••• F•••••••• A•••••••• L•• | Mar 31, 2022 | Apr 15, 2022 | 15 | Bulk transfer | Other |
| N•• A•••••• S•••••••• L•• | K••••• A••••••• S•••••••• L•• | Sep 22, 2016 | Apr 20, 2016 |
| N•• A•••••• S•••••••• L•• | Former SEC adviser | May 21, 2013 | Sep 22, 2016 | no | Rolling Meadows, IL | Previous registration |
| P••• A••••• S••••••••• L•• | Bd affiliated wealth | Aug 2, 2001 | Aug 18, 2003 | no | NORTHBROOK, IL | Previous registration |
| -155 |
| Bulk transfer |
| Other |
| P••• A••••• S••••••••• L•• | N•• A•••••• S•••••••• L•• | Aug 18, 2003 | May 21, 2013 | 3,564 | Firm change after gap | Other |