DFX Intelligence
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Reading the graph
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Advisor at A•••• W••••• A•••••••• L••
White Plains, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•••• W••••• A•••••••• L•• | Bd affiliated wealth | Jul 20, 2022 | n/a | yes | White Plains, NY | Current employment |
| B• R•••• W••••• A•••••••• I••• | Bd affiliated wealth | Feb 25, 2021 | Jul 21, 2022 | no | WHITE PLAINS, NY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B• R•••• W••••• A•••••••• I••• | A•••• W••••• A•••••••• L•• | Jul 21, 2022 | Jul 20, 2022 | -1 | Bulk transfer | Ibd to ibd |
| S•••••••• G••••• A•••••••• L•• | B• R•••• W••••• A•••••••• I••• | Feb 26, 2021 | Feb 25, 2021 |
| S•••••••• G••••• A•••••••• L•• | State registered | Apr 29, 2019 | Feb 26, 2021 | no | brewster, NY|Kings Park, NY|White Plains, NY | Previous registration |
| B• R•••• W••••• A•••••••• I••• | Bd affiliated wealth | Jul 22, 2014 | Apr 17, 2019 | no | NEW YORK, NY|MAHOPAC, NY | Previous registration |
| B• R•••• W••••• A•••••••• I••• | Bd affiliated wealth | Mar 19, 2012 | Apr 29, 2013 | no | NEW YORK CITY, NY | Previous registration |
| -1 |
| Firm change |
| Other |
| B• R•••• W••••• A•••••••• I••• | S•••••••• G••••• A•••••••• L•• | Apr 17, 2019 | Apr 29, 2019 | 12 | Firm change | Ibd to state RIA |