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Advisor at THREE SEASONS WEALTH
SALT LAKE CITY, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THREE SEASONS WEALTH | Independent wealth | Jul 10, 2023 | n/a | yes | SALT LAKE CITY, UT | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Oct 21, 2021 | Jul 19, 2023 | no | SALT LAKE CITY, UT|HOLLADAY, UT | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Oct 10, 2019 | Jul 14, 2020 | no | WEST DES MOINES, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | THREE SEASONS WEALTH | Jul 19, 2023 | Jul 10, 2023 | -9 | Firm change | Wirehouse to new firm |
| EQUITABLE ADVISORS, LLC | WELLS FARGO ADVISORS | Jul 14, 2020 | Oct 21, 2021 | 464 | Firm change after gap | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:326517:UT:2023-07-19 | Jul 19, 2023 | Jul 10, 2023 | HOLLADAY, UT | Firm change |