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Advisor at MERCER GLOBAL ADVISORS INC.
DENVER, CO | Nokomis, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERCER GLOBAL ADVISORS INC. | Independent wealth | Jan 4, 2019 | n/a | yes | DENVER, CO|Nokomis, FL | Current employment |
| MCDERMOTT ADVISORY GROUP, LLC | Former SEC adviser | Jan 20, 2006 | Mar 17, 2019 | no | WILMINGTON, DE | Previous registration |
| WALNUT STREET SECURITIES, INC. | Former SEC adviser | Aug 1, 2003 | Apr 5, 2005 | no | WILMINGTON, DE | Previous registration |
| NATHAN & LEWIS SECURITIES, INC. | n/a | May 10, 1999 | Aug 1, 2003 | no | WILMINGTON, DE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MCDERMOTT ADVISORY GROUP, LLC | MERCER GLOBAL ADVISORS INC. | Mar 17, 2019 | Jan 4, 2019 | -72 | Firm change after gap | RIA to RIA |
| WALNUT STREET SECURITIES, INC. | MCDERMOTT ADVISORY GROUP, LLC | Apr 5, 2005 | Jan 20, 2006 | 290 | Firm change | Other |
| NATHAN & LEWIS SECURITIES, INC. | WALNUT STREET SECURITIES, INC. | Aug 1, 2003 | Aug 1, 2003 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 138768:147363:DE:2019-03-17 | Mar 17, 2019 | Jan 4, 2019 | WILMINGTON, DE | Firm change after gap |