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RIA / WealthAdvisor26 years in industry

MICHAEL DEAN WALTERS

Advisor at TPG FINANCIAL ADVISORS, LLC

PORTLAND, OR

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Search this name across graphsid dfx:ria:ef7d067e-8f1d-cf3b-70cd-09f67276f13b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 10, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TPG FINANCIAL ADVISORS, LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 3, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Aug 3, 2000
First registration: Mar 10, 2006
Dual registered: no
Other names: MICHAEL D WALTERS
IAPD individual key: 4230258

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TPG FINANCIAL ADVISORS, LLC	Mixed wealth	Jun 14, 2021	n/a	yes	PORTLAND, OR	Current employment
DESCHUTES INVESTMENT CONSULTING, LLC	Other adviser	Sep 17, 2014	Jun 3, 2021	no	PORTLAND, OR	Previous registration
SIGNATOR FINANCIAL SERVICES, INC.	Former SEC adviser	Apr 24, 2008	Sep 30, 2013	no	PORTLAND, OR\|PORTLAND, OR	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Mar 10, 2006	Apr 8, 2008	no	PORTLAND, OR\|LAKE OSWEGO, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DESCHUTES INVESTMENT CONSULTING, LLC	TPG FINANCIAL ADVISORS, LLC	Jun 3, 2021	Jun 14, 2021	11	Firm change	RIA to RIA
SIGNATOR FINANCIAL SERVICES, INC.	DESCHUTES INVESTMENT CONSULTING, LLC	Sep 30, 2013	Sep 17, 2014	352	Firm change	Other
NEW ENGLAND SECURITIES CORPORATION	SIGNATOR FINANCIAL SERVICES, INC.	Apr 8, 2008	Apr 24, 2008	16	Firm change	Other

Relationships

Registered with (4)

→ TPG FINANCIAL ADVISORS, LLCRegistered adviserregistration: current employment
Jun 14, 2021 to presentfactForm ADV
→ DESCHUTES INVESTMENT CONSULTING, LLCRegistered adviserregistration: previous registration
Sep 17, 2014 to Jun 3, 2021factForm ADV
→ SIGNATOR FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Apr 24, 2008 to Sep 30, 2013factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Mar 10, 2006 to Apr 8, 2008factForm ADV

Dated events

No dated event names this entity yet.