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Advisor at GLADSTONE WEALTH PARTNERS
PALM BEACH GARDENS, FL | Erie, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GLADSTONE WEALTH PARTNERS | Bd affiliated wealth | Dec 10, 2015 | n/a | yes | PALM BEACH GARDENS, FL|Erie, PA | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Aug 13, 2013 | Dec 14, 2015 | no | ERIE, PA | Previous registration |
| LAWING FINANCIAL INC | Former SEC adviser | Jan 14, 2013 | Sep 12, 2013 | no | ERIE, PA|OVERLAND PARK, KS | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Aug 1, 2008 | Apr 1, 2013 | no | ERIE, PA | Previous registration |
| INVESTORS CAPITAL ADVISORY | Former SEC adviser | Jan 19, 2005 | Aug 4, 2008 | no | ERIE, PA|BRIDGEVILLE, PA|LYNNFIELD, MA|CORRY, PA|LYNNFIELD, MA|GREENVILLE, SC | Previous registration |
| EASTERN POINT ADVISORS INC. | n/a | Jul 23, 2001 | Dec 31, 2004 | no | CORRY, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | GLADSTONE WEALTH PARTNERS | Dec 14, 2015 | Dec 10, 2015 | -4 | Firm change | Other |
| LAWING FINANCIAL INC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Sep 12, 2013 | Aug 13, 2013 | -30 | Firm change | Other |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | LAWING FINANCIAL INC | Apr 1, 2013 | Jan 14, 2013 | -77 | Firm change after gap | Other |
| INVESTORS CAPITAL ADVISORY | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Aug 4, 2008 | Aug 1, 2008 | -3 | Firm change | Other |
| EASTERN POINT ADVISORS INC. | INVESTORS CAPITAL ADVISORY | Dec 31, 2004 | Jan 19, 2005 | 19 | Bulk transfer | Other |