J•••• H•••••••

Advisor at A••••••••• R•••••••••

Charlotte, NC | ALISO VIEJO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:efa1f817-ad01-9204-f882-7d5bc4ce00f4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 2, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• R•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• R•••••••••	Independent wealth	May 18, 2023	n/a	yes	Charlotte, NC\|ALISO VIEJO, CA	Current employment
W••••••••• R••••••••• A•••••••	Institutional manager	Dec 2, 2021	May 15, 2023	no	ALISO VIEJO, CA\|Charlotte, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• R••••••••• A•••••••	A••••••••• R•••••••••	May 15, 2023	May 18, 2023	3	Firm change	Other

Relationships

Registered with (2)

→ A••••••••• R•••••••••Registered adviserregistration: current employment
May 18, 2023 to presentfactForm ADV
→ W••••••••• R••••••••• A•••••••Registered adviserregistration: previous registration
Dec 2, 2021 to May 15, 2023factForm ADV

Dated events

Occurred
May 15, 2023
Advisor changed firm
J•••• H••••••• left W••••••••• R••••••••• A••••••• for A••••••••• R••••••••• (registered 2023-05-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:efa1f817-ad01-9204-f882-7d5bc4ce00f4
First observed: Dec 2, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.