DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

EMMANUEL SABALE COMES

Advisor at AMERICAN INVESTORS CO

SAN RAMON, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:efa770e1-eba0-6b3c-fed2-89140c3b1703

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 16, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERICAN INVESTORS CO
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 19, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jan 19, 2000
First registration: Nov 16, 2004
Dual registered: yes, broker-dealer
Other names: YURI COMES|SRMMANUEL SABALE COMES
IAPD individual key: 2601437

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERICAN INVESTORS CO	Independent wealth	Jan 12, 2011	n/a	yes	SAN RAMON, CA	Current employment
INVESTMENT ADVISORS INTERNATIONAL, INC.	n/a	Apr 14, 2009	Jan 4, 2011	no	CONCORD, CA\|SAN JOSE, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 29, 2007	Dec 20, 2007	no	SAN FRANCISCO, CA	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Nov 16, 2004	May 29, 2007	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVESTMENT ADVISORS INTERNATIONAL, INC.	AMERICAN INVESTORS CO	Jan 4, 2011	Jan 12, 2011	8	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	INVESTMENT ADVISORS INTERNATIONAL, INC.	Dec 20, 2007	Apr 14, 2009	481	Firm change after gap	Other
CITICORP INVESTMENT SERVICES	CITIGROUP GLOBAL MARKETS INC.	May 29, 2007	May 29, 2007	0	Bulk transfer	Other

Relationships

Registered with (4)

→ AMERICAN INVESTORS CORegistered adviserregistration: current employment
Jan 12, 2011 to presentfactForm ADV
→ INVESTMENT ADVISORS INTERNATIONAL, INC.Registered adviserregistration: previous registration
Apr 14, 2009 to Jan 4, 2011factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 29, 2007 to Dec 20, 2007factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Nov 16, 2004 to May 29, 2007factForm ADV

Dated events

No dated event names this entity yet.