DFX Intelligence

B••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

B••••••

B•••••• CAPITAL LLC, CRD 306205

NEW YORK, NY

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Search this name across graphsid dfx:ria:efa80f9d-d339-1896-81b1-f3deeb94a117

Data as of Nov 18, 2019 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 29, 2019 to Nov 18, 2019
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 3
Advisory employees: 1
Offices: 1Schedule D 1.F, beyond the principal office
SEC number: 801-117698
CRD: 306205

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
R•••••• M•••	CO-FOUNDER AND HEAD OF BUSINESS DEVELOPMENT	C	yes	08/2018	Oct 29, 2019	Nov 18, 2019
S••••• J•••••	CEO, COO, CCO, AND FOUNDER	C	yes	08/2018	Oct 29, 2019	Nov 18, 2019

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Nov 18, 2019	n/a	n/a	3	1	1	n/a	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	n/a	n/a	n/a	n/a	n/a	3	n/a	1	n/a

Relationships

Controls (2)

← S••••• J•••••OwnerCEO, COO, CCO, AND FOUNDER, ownership code C, individual
Oct 29, 2019 to presentfactForm ADV
← R•••••• M•••OwnerCO-FOUNDER AND HEAD OF BUSINESS DEVELOPMENT, ownership code C, individual
Oct 29, 2019 to presentfactForm ADV

Dated events

Occurred
Oct 29, 2019
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:efa80f9d-d339-1896-81b1-f3deeb94a117
First observed: Oct 29, 2019
Last observed: Nov 18, 2019 83 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.