DFX Intelligence
Data Factory
Reading the graph
Reading the graph
advised by ADVISORY RESEARCH INC
Delaware, United States
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Filed | GAV | Owners | Minimum | Adviser owns | Audited | Name as filed |
|---|---|---|---|---|---|---|
| Dec 18, 2023 | $4.2M | 15 | $250,000 | 3600.0% | yes | ADVISORY RESEARCH SMALL CAP GROWTH FUND |
| Mar 31, 2023 | $4.2M | 15 | $250,000 | 3600.0% | yes | ADVISORY RESEARCH SMALL CAP GROWTH FUND |
| Mar 31, 2022 | $6.9M | 15 | $250,000 | 3600.0% | yes | ADVISORY RESEARCH SMALL CAP GROWTH FUND |
| Jan 7, 2022 | $5.7M | 13 | $250,000 | 4000.0% | yes | ADVISORY RESEARCH SMALL CAP GROWTH FUND |
| Mar 31, 2021 | $5.7M | 13 | $250,000 | 4000.0% | yes | ADVISORY RESEARCH SMALL CAP GROWTH FUND |
| Nov 25, 2020 | $3.8M | 12 | $250,000 | 3500.0% | yes | ADVISORY RESEARCH SMALL CAP GROWTH FUND |
| Sep 29, 2020 | $3.8M | 12 | $250,000 | 3500.0% | yes | ADVISORY RESEARCH SMALL CAP GROWTH FUND |
| Jun 29, 2020 | $3.8M | 12 | $250,000 | 3500.0% | yes | ADVISORY RESEARCH SMALL CAP GROWTH FUND |
| Mar 30, 2020 | $3.8M | 12 | $250,000 | 3500.0% | yes | ADVISORY RESEARCH SMALL CAP GROWTH FUND |
| Dec 26, 2019 | $3.0M | 13 | $250,000 | 4100.0% | yes | ADVISORY RESEARCH SMALL CAP GROWTH FUND |
| Oct 23, 2019 | $3.0M | 13 | $250,000 | 4100.0% | yes | ADVISORY RESEARCH SMALL CAP GROWTH FUND |
| Oct 23, 2019 | $3.0M | 13 | $250,000 | 4100.0% | yes | ADVISORY RESEARCH SMALL CAP GROWTH FUND |
| Mar 29, 2019 | $3.0M | 13 | $250,000 | 4100.0% | yes | ADVISORY RESEARCH SMALL CAP GROWTH FUND |
| Dec 18, 2018 | $3.2M | 13 | $250,000 | 3700.0% | yes | ADVISORY RESEARCH SMALL CAP GROWTH FUND |
| Apr 2, 2018 | $3.2M | 13 | $250,000 | 3700.0% | yes | ADVISORY RESEARCH SMALL CAP GROWTH FUND |
| Mar 29, 2018 | $3.2M | 13 | $250,000 | 3700.0% | yes | ADVISORY RESEARCH SMALL CAP GROWTH FUND |
| Jan 22, 2018 | $5.3M | 17 | $250,000 | 1900.0% | yes | ADVISORY RESEARCH SMALL CAP GROWTH FUND |
| May 1, 2017 | $5.3M | 17 | $250,000 | 1900.0% | yes | CUPPS SMALL CAP GROWTH FUND |
| Mar 30, 2017 | $5.3M | 17 | $250,000 | 1900.0% | yes | CUPPS SMALL CAP GROWTH FUND |
| Mar 22, 2016 | $17.1M | 21 | $250,000 | 600.0% | yes | CUPPS SMALL CAP GROWTH FUND |
| Mar 22, 2016 | $17.1M | 21 | $250,000 | 600.0% | yes | CUPPS SMALL CAP GROWTH FUND |
| Nov 11, 2015 | $33.8M | 30 | $250,000 | 500.0% | yes | CUPPS SMALL CAP GROWTH FUND |
| Feb 24, 2015 | $33.8M | 30 | $250,000 | 500.0% | yes | CUPPS SMALL CAP GROWTH FUND |
| Feb 18, 2015 | $33.8M | 30 | $250,000 | 500.0% | yes | CUPPS SMALL CAP GROWTH FUND |
| Oct 7, 2014 | $40.2M | 29 | $250,000 | 400.0% | yes | CUPPS SMALL CAP GROWTH FUND |
| Jul 8, 2014 | $40.2M | 29 | $250,000 | 400.0% | yes | CUPPS SMALL CAP GROWTH FUND |
| Mar 10, 2014 | $40.2M | 29 | $250,000 | 400.0% | yes | CUPPS SMALL CAP GROWTH FUND |
| Sep 26, 2013 | $22.5M | 27 | $250,000 | 500.0% | yes | CUPPS SMALL CAP GROWTH FUND |
| Mar 26, 2013 | $22.5M | 27 | $250,000 | 500.0% | yes | CUPPS SMALL CAP GROWTH FUND |
| Mar 28, 2012 | $14.7M | 24 | $250,000 | 700.0% | yes | CUPPS SMALL CAP GROWTH FUND |
| Custodian | Legal name | City | State | Country | Related person | SEC number |
|---|---|---|---|---|---|---|
| JEFFERIES LLC | JEFFERIES LLC | NEW YORK | New York | United States | no | 8-15074 |