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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

CHESAPEAKE WEALTH MANAGEMENT

CHESAPEAKE FINANCIAL GROUP INC, CRD 108039

WILLIAMSBURG, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:efbaf4b1-1369-6402-da79-3adf182adfc2

Data as of Sep 29, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Sep 29, 2017
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $84.1MItem 5.F on the latest filing (2017-09-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $76.3M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 4
Accounts: 181
SEC number: 801-64765
CRD: 108039
Filings on the tape: 18
First filed: Mar 30, 2012
Latest filed: Sep 29, 2017
Organised: Corporation, Virginia

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHESAPEAKE FINANCIAL SHARES, INC.	HOLDING COMPANY	F	yes	09/1998	Mar 25, 2013	Sep 29, 2017
CHESAPEAKE INVESTMENT GROUP, INC.	HOLDING COMPANY	E	yes	06/2002	Mar 25, 2013	Sep 29, 2017
MONROE, DOUGLAS, DURRELL	Owner	C	yes	01/1975	Mar 30, 2012	Sep 29, 2017
OSHAUGHNESSY, JOHN, KING	Director	Na	yes	12/2003	Mar 30, 2012	Sep 29, 2017
SADLER, JOHN, M.	DIRECTOR / CHIEF COMPLIANCE OFFICER	Na	yes	07/2013	Aug 11, 2014	Sep 29, 2017
SZYPERSKI, JEFFREY, MICHAEL	Director	A	yes	09/1998	Mar 30, 2012	Sep 29, 2017
WARNER, MARSHALL, NELSON	Director	Na	yes	09/1998	Mar 30, 2012	Sep 29, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CHESAPEAKE BANK	n/a	n/a	n/a	Y	yes	n/a
CHESAPEAKE INVESTMENT SERVICES, INC.	n/a	n/a	n/a	Y	yes	n/a
CHESAPEAKE WEALTH MANAGEMENT, INC.	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Irvington	Va	United States	n/a	no
Kilmarnock	Va	United States	n/a	no
Richmond	Va	United States	n/a	no
Williamsburg	Va	United States	n/a	no
Williamsburg	Va	United States	n/a	no
Williamsburg	Va	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 21, 2017	$156M	$145M	4	4	n/a	n/a	n/a
2015	Mar 24, 2016	$144M	$138M	4	4	n/a	n/a	n/a
2014	Mar 10, 2015	$121M	$121M	4	4	n/a	n/a	n/a
2013	Mar 28, 2014	$104M	$104M	4	4	n/a	n/a	n/a
2012	Mar 25, 2013	$141M	$141M	3	3	n/a	n/a	n/a
2011	Mar 30, 2012	$150M	$139M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$84.1M	$144M	-41.6%	$104M	-6.7%	4	4	n/a	n/a

Relationships

Controls (7)

← MONROE, DOUGLAS, DURRELLOwnerOWNER, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV
← WARNER, MARSHALL, NELSONOwnerDIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← OSHAUGHNESSY, JOHN, KINGOwnerDIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← SZYPERSKI, JEFFREY, MICHAELOwnerDIRECTOR, ownership code A, individual
Mar 30, 2012 to presentfactForm ADV
← SADLER, JOHN, M.OwnerDIRECTOR / CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 11, 2014 to presentfactForm ADV
← CHESAPEAKE FINANCIAL SHARES, INC.OwnerHOLDING COMPANY, ownership code F, domestic entity
Mar 25, 2013 to presentfactForm ADV
← CHESAPEAKE INVESTMENT GROUP, INC.OwnerHOLDING COMPANY, ownership code E, domestic entity
Mar 25, 2013 to presentfactForm ADV

Registered with (8)

← Richard Lee WareAdvisorregistration: previous registration
Mar 12, 2014 to Mar 28, 2018factForm ADV
← Glenn Frederick VerityAdvisorregistration: previous registration
Jan 2, 2014 to Mar 28, 2018factForm ADV
← GERTRUDE MARGARET QUINTOAdvisorregistration: previous registration
Jul 21, 2014 to Jul 31, 2017factForm ADV
← Brian Scott MccleskeyAdvisorregistration: previous registration
Apr 30, 2013 to Jan 16, 2015factForm ADV
← DANIEL JOSEPH JOHNEDISAdvisorregistration: previous registration
Aug 15, 2013 to Dec 3, 2013factForm ADV
← JOHN MARK MONROEAdvisorregistration: previous registration
Sep 29, 2006 to May 14, 2013factForm ADV
← David Wayne HomardAdvisorregistration: previous registration
Feb 8, 2007 to Oct 26, 2012factForm ADV
← NICKLES Gregory SPRYNAdvisorregistration: previous registration
Feb 21, 2008 to Aug 21, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:efbaf4b1-1369-6402-da79-3adf182adfc2
First observed: Mar 30, 2012
Last observed: Sep 29, 2017 109 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CHESAPEAKE WEALTH MANAGEMENT

CHESAPEAKE FINANCIAL GROUP INC, CRD 108039

WILLIAMSBURG, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:efbaf4b1-1369-6402-da79-3adf182adfc2

Data as of Sep 29, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:37 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHESAPEAKE FINANCIAL SHARES, INC.

HOLDING COMPANY

yes

09/1998

Mar 25, 2013

Sep 29, 2017

CHESAPEAKE INVESTMENT GROUP, INC.

HOLDING COMPANY

yes

06/2002

Mar 25, 2013

Sep 29, 2017

MONROE, DOUGLAS, DURRELL

Owner

yes

01/1975

Mar 30, 2012

Sep 29, 2017

OSHAUGHNESSY, JOHN, KING

Director

yes

12/2003

Mar 30, 2012

Sep 29, 2017

SADLER, JOHN, M.

DIRECTOR / CHIEF COMPLIANCE OFFICER

yes

07/2013

Aug 11, 2014

Sep 29, 2017

SZYPERSKI, JEFFREY, MICHAEL

Director

yes

09/1998

Mar 30, 2012

Sep 29, 2017

WARNER, MARSHALL, NELSON

Director

yes

09/1998

Mar 30, 2012

Sep 29, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CHESAPEAKE BANK

n/a

yes

n/a

CHESAPEAKE INVESTMENT SERVICES, INC.

n/a

yes

n/a

CHESAPEAKE WEALTH MANAGEMENT, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Irvington

United States

n/a

Kilmarnock

United States

n/a

Richmond

United States

n/a

Williamsburg

United States

n/a

Williamsburg

United States

n/a

Williamsburg

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 21, 2017

$156M

$145M

n/a

2015

Mar 24, 2016

$144M

$138M

n/a

2014

Mar 10, 2015

$121M

n/a

2013

Mar 28, 2014

$104M

n/a

2012

Mar 25, 2013

$141M

n/a

2011

Mar 30, 2012

$150M

$139M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$84.1M

$144M

-41.6%

$104M

-6.7%

n/a