This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

WHITEWATER WEALTH

Current firm class

former SEC adviserderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 6, 1989earliest registration or exam on IAPD

Years in industry

37derivedfrom the industry start date

Years at current firm

9derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S65|S63

First exam

Jan 6, 1989

First registration

Apr 23, 2003

Dual registered

no

Other names

DOUG BALES

IAPD individual key

1897315

Graph

RIA / Wealth Management

Canonical id

dfx:ria:efbdc4cc-d022-d14f-3fc6-b2ac8342dcd3

First observed

Apr 23, 2003

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.