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Advisor at EMPOWER ADVISORY GROUP, LLC
Floyds Knobs, IN | GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Jul 29, 2024 | n/a | yes | Floyds Knobs, IN|GREENWOOD VILLAGE, CO | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Apr 6, 2018 | Sep 17, 2020 | no | CINCINNATI, OH|CINCINNATI, OH|LOUISVILLE, KY|LOUISVILLE, KY | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Apr 25, 2016 | Mar 28, 2018 | no | Louisville, KY | Previous registration |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Oct 8, 2015 | Feb 2, 2016 | no | LOUISVILLE, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | EMPOWER ADVISORY GROUP, LLC | Sep 17, 2020 | Jul 29, 2024 | 1,411 | Firm change after gap | Ibd to ibd |
| MML INVESTORS SERVICES, LLC | PRUCO SECURITIES, LLC | Mar 28, 2018 | Apr 6, 2018 | 9 | Firm change | Other |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | MML INVESTORS SERVICES, LLC | Feb 2, 2016 | Apr 25, 2016 | 83 | Firm change | Other |