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R••• M•••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

R••• M•••••• K••••••

Advisor at W••••• A••••••• L••

St. Petersburg, FL

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Search this name across graphsid dfx:ria:efe2f967-6f8f-2bfe-2f0a-46c470888dd9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Feb 7, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• A••••••• L••	Independent wealth	Mar 23, 2026	n/a	yes	St. Petersburg, FL	Current employment
E•••• • Y•••• I••••••••• A••••••• L••	No RAUM reported	Jun 5, 2023	Mar 6, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E•••• • Y•••• I••••••••• A••••••• L••	W••••• A••••••• L••	Mar 6, 2024	Mar 23, 2026	747	Firm change after gap	Other
M••••• S••••••	E•••• • Y•••• I••••••••• A••••••• L••	Mar 6, 2023

Relationships

Registered with (3)

→ W••••• A••••••• L••Registered adviserregistration: current employment
Mar 23, 2026 to presentfactForm ADV
→ E•••• • Y•••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 5, 2023 to Mar 6, 2024factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Feb 7, 2023 to Mar 6, 2023factForm ADV

Dated events

Occurred
Mar 6, 2024
Advisor changed firm
R••• M•••••• K•••••• left E•••• • Y•••• I••••••••• A••••••• L•• for W••••• A••••••• L•• (registered 2026-03-23)
Form ADVobserved 7 days ago
Occurred
Mar 6, 2023
Advisor changed firm
R••• M•••••• K•••••• left M••••• S•••••• for E•••• • Y•••• I••••••••• A••••••• L•• (registered 2023-06-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:efe2f967-6f8f-2bfe-2f0a-46c470888dd9
First observed: Feb 7, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.