DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MML INVESTORS SERVICES, LLC
New York, NY | WEST WINDSOR, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | n/a | yes | New York, NY|WEST WINDSOR, NJ | Current employment |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Dec 10, 2014 | Mar 25, 2017 | no | New York, NY | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jan 5, 2005 | Dec 16, 2014 | no | WOODBRIDGE, NJ|WEST WINDSOR, NJ|WOODBRIDGE, NJ|PARAMUS, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| EQUITABLE ADVISORS, LLC | MSI FINANCIAL SERVICES, INC. | Dec 16, 2014 | Dec 10, 2014 | -6 | Firm change | Other |