W••••••• B••••

Advisor at C••••• I••••••••• A••••••• L••

HONOLULU, HI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:efed21b0-7434-f443-0ded-62a34ec5f8d2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 8, 1992 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 13, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Aug 11, 2025	n/a	yes	HONOLULU, HI	Current employment
B••••• A•••••••	Former SEC adviser	Jul 8, 1992	Aug 11, 2025	no	HONOLULU, HI\|HONOLULU, HI\|Honolulu, HI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• A•••••••	C••••• I••••••••• A••••••• L••	Aug 11, 2025	Aug 11, 2025	0	Firm change	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
29280:105644:HI:2025-08-08	Aug 11, 2025	Aug 11, 2025	HONOLULU, HI	Firm change

Relationships

Registered with (2)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Aug 11, 2025 to presentfactForm ADV
→ B••••• A•••••••Registered adviserregistration: previous registration
Jul 8, 1992 to Aug 11, 2025factForm ADV

Dated events

Occurred
Aug 11, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:efed21b0-7434-f443-0ded-62a34ec5f8d2
First observed: Jul 8, 1992
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.