DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WEALTH ALLIANCE ADVISORY GROUP, LLC
WICHITA, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ALLIANCE ADVISORY GROUP, LLC | Independent wealth | Jan 4, 2022 | n/a | yes | WICHITA, KS | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 25, 2014 | Dec 11, 2017 | no | WICHITA, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | WEALTH ALLIANCE ADVISORY GROUP, LLC | Dec 11, 2017 | Jan 4, 2022 | 1,485 | Firm change after gap | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:290329:KS:2017-12-11 | Dec 11, 2017 | Jan 4, 2022 | WICHITA, KS | Firm change after gap |