DFX Intelligence

A•• L• P••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

A•• L• P••••••••

Advisor at P••••••• A••••••••• L•••

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f003d796-530d-1497-8f1f-2809edb3028f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 20, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• A••••••••• L•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Sep 9, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• A••••••••• L•••	Mixed wealth	Sep 3, 2024	n/a	yes	NEW YORK, NY	Current employment
M••••• S••••••	Wirehouse	Nov 19, 2020	Jul 30, 2024	no	New York, NY\|New York, NY\|PURCHASE, NY\|New York, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	P••••••• A••••••••• L•••	Jul 30, 2024	Sep 3, 2024	35	Firm change	Wirehouse to RIA
A••••• A•• P••••••• S•••••••	M••••• S••••••	Nov 13, 2020	Nov 19, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
20472:149777:NY:2020-11-13	Nov 13, 2020	Nov 19, 2020	NEW YORK, NY	Firm change

Relationships

Registered with (6)

→ P••••••• A••••••••• L•••Registered adviserregistration: current employment
Sep 3, 2024 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Nov 19, 2020 to Jul 30, 2024factForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Jun 7, 2016 to Nov 13, 2020factForm ADV
→ C••••••••• F•••••••• N••••••

Dated events

Occurred
Jul 30, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f003d796-530d-1497-8f1f-2809edb3028f
First observed: Sep 20, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.