DFX Intelligence

G••• G•••• V•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM under $100M

G••• G•••• V•••••••

G••• G•••• MANAGEMENT & OPERATIONS LLC, CRD 163417

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Mar 9, 2017 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 1
Observed: Nov 1, 2013 to Mar 9, 2017
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

G••• G•••• V•••••••

Venture manager · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $64.4M••• Locked
Discretionary RAUM: $64.4M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G••• G•••• D••• S••••• V••••••• C••••••••• U•••	Venture Capital Fund	$64.4M	Mar 9, 2017	3	Nov 1, 2013	reported	n/a
G••• G•••• E••••••• M•••••• F••• I••• L•••	Venture Capital Fund	$100

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•••• A•••• L•••••	MEMBER AND MANAGER	E	yes	11/2011	Nov 1, 2013	Mar 9, 2017
S••••••••• A••••••• P••••	CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER	Na	no	11/2015	Mar 22, 2016	Mar 9, 2017

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 9, 2017

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$64.4M	$61.5M	4.8%	$68.5M	-2.0%	7	7	n/a	n/a

Relationships

Advises (2)

→ G••• G•••• E••••••• M•••••• F••• I••• L•••Private fundVenture Capital Fund, IA
Mar 31, 2014 to presentfactForm ADV
→ G••• G•••• D••• S••••• V••••••• C••••••••• U•••Private fundVenture Capital Fund, IA
Nov 1, 2013 to presentfactForm ADV

Controls (1)

← G•••• A•••• L•••••OwnerMEMBER AND MANAGER, ownership code E, individual
Nov 1, 2013 to presentfactForm ADV

Owns (1)

Dated events

Order

Occurred
31 Mar 2014
Ria registration change
••• Locked
Form ADV
Occurred
1 Nov 2013
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 1, 2013
Last observed: Mar 9, 2017 116 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.