DFX Intelligence

B•••••••• I••••••••• A•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

B•••••••• I••••••••• A•••••• L••

CRD 328990

PORT WASHINGTON, NY

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Search this name across graphsid dfx:ria:f01e78e7-4d33-7741-e44a-5e7e3d51b237

Data as of May 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 2
Observed: Nov 9, 2023 to May 1, 2026
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

B•••••••• I••••••••• A•••••• L••

Capital provider to sponsors · shared crd

Private Creditidentity

B•••••••• I••••••••• A•••••• L••

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $3.5B••• Locked
Discretionary RAUM: $125M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
A••••••s on IAPD: 0
Employees: 9

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
V•••• U••••••• C••••• P•••••••• L•••	Other Private Fund	$505M	Aug 8, 2024	2	Mar 28, 2024	reported	021-485782

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• C••••••••• A••••••	MANAGING PARTNER AND CO-CHIEF EXECUTIVE OFFICER	Na	yes	11/2023	Nov 9, 2023	Aug 8, 2024
A•••••• C••••••••• A••••••	MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER	C	yes	11/2023	Nov 9, 2023	Aug 8, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Houston	TX	United States	3	no
Newport	Ri	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	A••••••y staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.5B	$1.8B	99.0%	n/a	n/a	9	9	2	2

Relationships

Advises (1)

→ V•••• U••••••• C••••• P•••••••• L•••Private fundOther Private Fund, IA
Mar 28, 2024 to presentfactForm ADV

Controls (6)

← A•••••• C••••••••• A••••••OwnerMANAGING PARTNER AND CHIEF COMPLIANCE OFFICER, ownership code C, individual
Nov 9, 2023 to Aug 8, 2024factForm ADV
← B••••••• J••••• M•••OwnerMANAGING PARTNER, ownership code C, individual
Nov 9, 2023 to Aug 8, 2024factForm ADV
← F•••••••• D•••••• P••••••Owner

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
B•••••••• I••••••••• A•••••• L•• reported RAUM $3.5B, up 99% from $1.8B (2025-03-31 to 2026-03-30)
Form ADVobserved 7 days ago
$1.8B
Occurred
Aug 8, 2024
Control person joined
E•••••••• Amy S•••••• (Managing Director, General Counsel And Chief Compliance Officer) appeared on Schedule A of B•••••••• I••••••••• A•••••• L••
Form ADVobserved 7 days ago
Occurred
Nov 9, 2023
First Form ADV filing
B•••••••• I••••••••• A••••••, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f01e78e7-4d33-7741-e44a-5e7e3d51b237
First observed: Nov 9, 2023
Last observed: May 1, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.