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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

GERALD DANIEL KROEGER

Advisor at OSAIC WEALTH, INC.

Lake Oswego, OR

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Search this name across graphsid dfx:ria:f023eb86-5ebb-9e71-4576-cb095ab78d24

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 26, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 4, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: May 4, 1985
First registration: Jun 26, 2002
Dual registered: yes, broker-dealer
Other names: GERRY KROEGER
IAPD individual key: 1176761

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	n/a	yes	Lake Oswego, OR\|Lake Oswego, OR	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Nov 6, 2020	Jun 14, 2024	no	LAKE OSWEGO, OR	Previous registration
KMS FINANCIAL SERVICES, INC	Former SEC adviser	Jul 30, 2007	Nov 6, 2020	no	PORTLAND, OR\|SEATTLE, WA\|TUALATIN, OR\|LAKE OSWEGO, OR\|Lake Oswego, OR\|SEATTLE, WA	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jun 26, 2002	Nov 11, 2003	no	LAKE OSWEGO, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
KMS FINANCIAL SERVICES, INC	SECURITIES AMERICA ADVISORS, INC.	Nov 6, 2020	Nov 6, 2020	0	Bulk transfer	Ibd to ibd
MSI FINANCIAL SERVICES, INC.	KMS FINANCIAL SERVICES, INC	Nov 11, 2003	Jul 30, 2007	1,357	Firm change after gap	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Nov 6, 2020 to Jun 14, 2024factForm ADV
→ KMS FINANCIAL SERVICES, INCRegistered adviserregistration: previous registration
Jul 30, 2007 to Nov 6, 2020factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jun 26, 2002 to Nov 11, 2003factForm ADV

Dated events

No dated event names this entity yet.