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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Modesto, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Aug 8, 2018 | n/a | yes | Modesto, CA | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jan 25, 2017 | Aug 8, 2018 | no | MODESTO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Aug 8, 2018 | Aug 8, 2018 | 0 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 705:149018:CA:2018-08-08 | Aug 8, 2018 | Aug 8, 2018 | MODESTO, CA | Firm change |