DFX Intelligence

B•••••••• M••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)29 years in industry

B•••••••• M••• P••••

Advisor at A•••• I••••••••• A•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:f0310ac2-052d-7c84-eeb1-b73dfdf2db99

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 2, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• I••••••••• A•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jun 24, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• I••••••••• A•••••••• L••	Mixed wealth	Nov 2, 2018	n/a	yes	Surprise, AZ\|Tacoma, WA\|DEERFIELD, IL	Current employment
K•• F•••••••• S•••••••• I••	Former SEC adviser	Dec 12, 2003	Nov 1, 2018	no	TACOMA, WA\|TACOMA, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•• F•••••••• S•••••••• I••	A•••• I••••••••• A•••••••• L••	Nov 1, 2018	Nov 2, 2018	1	Firm change	Ibd to RIA
M••••••••• F•••••••• S•••••••• I•••	K•• F•••••••• S•••••••• I••	Dec 12, 2003	Dec 12, 2003

Relationships

Registered with (3)

→ A•••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Nov 2, 2018 to presentfactForm ADV
→ K•• F•••••••• S•••••••• I••Registered adviserregistration: previous registration
Dec 12, 2003 to Nov 1, 2018factForm ADV
→ M••••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 2, 2003 to Dec 12, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f0310ac2-052d-7c84-eeb1-b73dfdf2db99
First observed: Jan 2, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.