This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$148MItem 5.F on the latest filing (2015-03-16); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$148M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

21

Advisory employees

2

Accounts

1

SEC number

801-80236

CRD

172504

Filings on the tape

2

First filed

Aug 15, 2014

Latest filed

Mar 16, 2015

Organised

Corporation

• Occurred

  Aug 15, 2014
  First Form ADV filing

  Climate Change Capital Limited filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:f0329fac-5bd7-3e1d-7507-034ef31d2881

First observed

Aug 15, 2014

Last observed

Mar 16, 2015 140 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.