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K•••• C•••••••• E••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

K•••• C•••••••• E••••••

Advisor at M•••••• I•••

COLUMBIA, MD

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Search this name across graphsid dfx:ria:f03db9e7-c123-ebae-c55f-d905bc5b8c8a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 19, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• I•••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 3, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• I•••	State registered	Oct 9, 2024	n/a	yes	COLUMBIA, MD	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	May 5, 2020	Jun 5, 2024	no	FREDERICK, MD\|MARTINSBURG, WV

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	M•••••• I•••	Jun 5, 2024	Oct 9, 2024	126	Firm change	Ibd to state RIA
C••• L••	C••••• I••••••••• A••••••• L••	Sep 23, 2019

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
121275:134600:WV:2016-04-01	Apr 1, 2016	Apr 1, 2016	SHEPHERDSTOWN, WV	Firm change

Relationships

Registered with (5)

→ M•••••• I•••Registered adviserregistration: current employment
Oct 9, 2024 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
May 5, 2020 to Jun 5, 2024factForm ADV
→ C••• L••Registered adviserregistration: previous registration
Dec 19, 2016 to Sep 23, 2019factForm ADV
→ U••••• C•••••• F•••••••• A•••••••

Dated events

Occurred
Jun 5, 2024
Advisor changed firm
K•••• C•••••••• E•••••• left C••••• I••••••••• A••••••• L•• for M•••••• I••• (registered 2024-10-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f03db9e7-c123-ebae-c55f-d905bc5b8c8a
First observed: Aug 19, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.