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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

RUSSELL CORONA

Advisor at CETERA INVESTMENT ADVISERS LLC

PITTSFORD, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f045b576-a4c8-ad94-b378-dd007af092a3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 14, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 5, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Sep 5, 2008
First registration: Jul 14, 2016
Dual registered: yes, broker-dealer
IAPD individual key: 5564296

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Apr 30, 2021	n/a	yes	PITTSFORD, NY	Current employment
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Dec 13, 2017	Nov 13, 2020	no	ROCHESTER, NY	Previous registration
M&T SECURITIES, INC.	n/a	Jul 14, 2016	Nov 29, 2017	no	ROCHESTER, NY\|BATAVIA, NY\|CORFU, NY\|ELBA, NY\|OAKFIELD, NY\|LYNDONVILLE, NY\|SPENCERPORT, NY\|BROCKPORT, NY\|Cheektowaga, NY\|ROCHESTER, NY\|ROCHESTER, NY\|VILLAGE OF HONEOYE FALLS, NY\|ROCHESTER, NY\|Rochester, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVICE AND PLANNING SERVICES	CETERA INVESTMENT ADVISERS LLC	Nov 13, 2020	Apr 30, 2021	168	Firm change	Ibd to ibd
M&T SECURITIES, INC.	ADVICE AND PLANNING SERVICES	Nov 29, 2017	Dec 13, 2017	14	Firm change	Other

Relationships

Registered with (3)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Apr 30, 2021 to presentfactForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Dec 13, 2017 to Nov 13, 2020factForm ADV
→ M&T SECURITIES, INC.Registered adviserregistration: previous registration
Jul 14, 2016 to Nov 29, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f045b576-a4c8-ad94-b378-dd007af092a3
First observed: Jul 14, 2016
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RUSSELL CORONA

Advisor at CETERA INVESTMENT ADVISERS LLC

PITTSFORD, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f045b576-a4c8-ad94-b378-dd007af092a3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:54 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CETERA INVESTMENT ADVISERS LLC

Bd affiliated wealth

Apr 30, 2021

n/a

yes

PITTSFORD, NY

Current employment

ADVICE AND PLANNING SERVICES

Bd affiliated wealth

Dec 13, 2017

Nov 13, 2020

ROCHESTER, NY

Previous registration

M&T SECURITIES, INC.

n/a

Jul 14, 2016

Nov 29, 2017

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

ADVICE AND PLANNING SERVICES

CETERA INVESTMENT ADVISERS LLC

Nov 13, 2020

Apr 30, 2021

168

Firm change

Ibd to ibd

M&T SECURITIES, INC.

ADVICE AND PLANNING SERVICES

Nov 29, 2017

Dec 13, 2017

Firm change

Other