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S•• H••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

S•• H••••• C•••••• M••••••••• L••

CRD 161490

GREAT NECK, NY

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Search this name across graphsid dfx:ria:f046f6dc-2aad-9c05-860b-b734b6c0b939

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 2
Observed: Jun 22, 2015 to Mar 30, 2026
19 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

S•• H••••• C•••••• M••••••••• L••

Venture manager · shared crd

Real Estate Fundsidentity

S•• H••••• C•••••• M••••••••• L••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $427MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $427M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
W• F•••••••• F•••• L•	Hedge Fund	$435M	Mar 29, 2024	659	Mar 22, 2012	reported	021-56465
A••••••••• O••••••••• F•••• L•	Real Estate Fund	$13.0M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••••• D••••• M•••	MANAGER/MEMBER	C	yes	04/2007	Jun 22, 2015	Mar 29, 2024
W••••••• A•••• M••••••	MEMBER/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	A	yes	01/2014	Jun 22, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••••••• O••••••••• G•• L••	n/a	n/a	n/a	N	yes	n/a
W• F•••••••• G•• L••	n/a	n/a	n/a	N	yes	n/a
W••••• • C•••••• E••••• F•••••• C•••••••••

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$427M	$455M	-6.2%	$375M	4.4%	13	13	0	0

Relationships

Advises (3)

→ W• F•••••••• F•••• L•Private fundHedge Fund, IA
Mar 22, 2012 to presentfactForm ADV
→ A••••••••• O••••••••• F•••• L•Private fundReal Estate Fund, IA
Mar 28, 2017 to presentfactForm ADV
→ C••••• H••• O•• L••Private fundReal Estate Fund, IA, no longer reported
Mar 27, 2020 to Mar 18, 2022factForm ADV

Controls (3)

Dated events

Occurred
Jun 22, 2015
First Form ADV filing
S•• H••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f046f6dc-2aad-9c05-860b-b734b6c0b939
First observed: Jun 22, 2015
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.