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Advisor at GUARDIAN ASSET ADVISORS, LLC
MECHANICSBURG, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GUARDIAN ASSET ADVISORS, LLC | Independent wealth | Jan 29, 2021 | n/a | yes | MECHANICSBURG, PA | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Oct 19, 2017 | Jun 30, 2021 | no | Hershey, PA|MECHANICSBURG, PA | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Oct 10, 2006 | Oct 23, 2017 | no | HERSHEY, PA|HERSHEY, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | GUARDIAN ASSET ADVISORS, LLC | Jun 30, 2021 | Jan 29, 2021 | -152 | Firm change after gap | Other |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | SECURITIES AMERICA ADVISORS, INC. | Oct 23, 2017 | Oct 19, 2017 | -4 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 29604:110518:PA:2017-10-23 | Oct 23, 2017 | Oct 19, 2017 | HERSHEY, PA | Firm change |