This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$2.5MItem 5.F on the latest filing (2026-08-14); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$2.5M

Private client RAUM

$2.5MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

7

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

3,006

Individual clients

3,006

High net worth clients

0

Custody, client assets

$252,934

SEC number

801-130339

CRD

330063

Filings on the tape

16

First filed

Apr 23, 2024

Latest filed

Aug 14, 2026

Organised

Corporation, DE

Website

getwhale.co

• Occurred

  Apr 23, 2024
  First Form ADV filing

  Whale filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:f057aaa5-e88c-1207-94b3-d2a229f84433

First observed

Apr 23, 2024

Last observed

Aug 14, 2026 37 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.