DFX Intelligence
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Reading the graph
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Advisor at G•••••••• F•••••••• A•••••••• L••
Rolling Meadows, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G•••••••• F•••••••• A•••••••• L•• | Institutional manager | Apr 16, 2022 | n/a | yes | Rolling Meadows, IL | Current employment |
| K••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Apr 19, 2016 | Mar 31, 2022 | no | CHICAGO, IL|Rolling Meadows, IL|AUSTIN, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| K••••• A••••••• S•••••••• L•• | G•••••••• F•••••••• A•••••••• L•• | Mar 31, 2022 | Apr 16, 2022 | 16 | Bulk transfer | Other |
| N•• A•••••• S•••••••• L•• | K••••• A••••••• S•••••••• L•• | Sep 22, 2016 | Apr 19, 2016 |
| N•• A•••••• S•••••••• L•• | Former SEC adviser | Jun 23, 2014 | Sep 22, 2016 | no | CHICAGO, IL|Rolling Meadows, IL | Previous registration |
| P•••••••• S••••••••• I••• | Bd affiliated wealth | Jan 10, 2005 | Jun 18, 2014 | no | DOWNERS GROVE, IL|DES MOINES, IA|LOMBARD, IL|DOWNERS GROVE, IL|LOMBARD, IL | Previous registration |
| -156 |
| Bulk transfer |
| Other |
| P•••••••• S••••••••• I••• | N•• A•••••• S•••••••• L•• | Jun 18, 2014 | Jun 23, 2014 | 5 | Firm change | Other |