DFX Intelligence

L••• I•••••••• M••••••••• C••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

L••• I•••••••• M••••••••• C••••••• L•

CRD 306905

S••••••••, TX

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Search this name across graphsid dfx:ria:f06141a9-14fb-7e10-d962-f36a84ad5145

Data as of Jan 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 155
Dated events: 0
On other graphs: 2
Observed: Jan 9, 2026 to Jan 9, 2026
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

L••• I•••••••• M••••••••• C••••••• L•

Private equity manager · shared crd

Independent Sponsorsidentity

L••• I•••••••• M••••••••• C••••••• L•

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Offices: 0Schedule D 1.F, beyond the principal office
SEC number: 802-135305
CRD: 306905
Filings on the tape: 1
First filed: Jan 9, 2026
Latest filed: Jan 9, 2026

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
D••••• P•••••••• L••	Private Equity Fund	$5.1M	Mar 18, 2021	8	Mar 18, 2021	reported	n/a
N•••••••• P•••••••• L••	Private Equity Fund	$4.7M

Relationships

showing 80 of 155

Advises (80)

→ S•••• M••••••• 0•• L••Private fundPrivate Equity Fund, ERA
Mar 25, 2020 to presentfactForm ADV
→ S•••••••• P••••••• 8• L••Private fundPrivate Equity Fund, ERA
Mar 25, 2020 to presentfactForm ADV
→ T• P• M•••••••• L••Private fundPrivate Equity Fund, ERA
Mar 18, 2021 to presentfactForm ADV
→ R•••••• P•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f06141a9-14fb-7e10-d962-f36a84ad5145
First observed: Jan 9, 2026
Last observed: Jan 9, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.