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S•••• A•••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

S•••• A•••• S•••••••

Advisor at S••••••• F•••••••• C•••

BYRAM TOWNSHIP, NJ | Byram Township, NJ

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Search this name across graphsid dfx:ria:f061c13e-8a8d-6b73-edef-4d5d9203aeaa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 7, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• F•••••••• C•••
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 6, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• F•••••••• C•••	No RAUM reported	Jul 1, 2026	n/a	yes	BYRAM TOWNSHIP, NJ	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Jun 24, 2014	n/a	yes	Byram Township, NJ

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•• F•••••••• S•••••••• I•••	C••••••••• F•••••••• N••••••	Jul 11, 2014	Jun 24, 2014	-17	Firm change	Other
M••••• S••••••	M•• F•••••••• S•••••••• I•••	Dec 17, 2010

Relationships

Registered with (6)

→ S••••••• F•••••••• C•••Registered adviserregistration: current employment
Jul 1, 2026 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Jun 24, 2014 to presentfactForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Dec 7, 2010 to Jul 11, 2014factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f061c13e-8a8d-6b73-edef-4d5d9203aeaa
First observed: Sep 7, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.