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Advisor at PREMIER WEALTH ADVISORS, LLC
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PREMIER WEALTH ADVISORS, LLC | Independent wealth | Jan 5, 2015 | n/a | yes | NEW YORK, NY | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Nov 12, 2020 | Nov 22, 2024 | no | NEW YORK, NY | Previous registration |
| FIRST ALLIED ADVISORY SERVICES, INC. | Former SEC adviser | Jul 2, 2012 | Nov 12, 2020 | no | CHESTERFIELD, MO|NEW YORK, NY|New York, NY | Previous registration |
| FIRST ALLIED SECURITIES, INC. | Former SEC adviser | Jul 11, 2007 | Jul 2, 2012 | no | NEW YORK, NY|NEW YORK, NY|Uniondale, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | n/a | Nov 22, 2024 | n/a | n/a | Departure no registered destination | Departure |
| FIRST ALLIED ADVISORY SERVICES, INC. | PREMIER WEALTH ADVISORS, LLC | Nov 12, 2020 | Jan 5, 2015 | -2,138 | Firm change after gap | Other |
| FIRST ALLIED SECURITIES, INC. | FIRST ALLIED ADVISORY SERVICES, INC. | Jul 2, 2012 | Jul 2, 2012 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 137888:120358:NY:2020-11-12 | Nov 12, 2020 | Jan 5, 2015 | NEW YORK, NY | Firm change after gap |