This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CLG LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 8, 1995earliest registration or exam on IAPD

Years in industry

31derivedfrom the industry start date

Years at current firm

9derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S63|S65

First exam

Sep 8, 1995

First registration

Jul 9, 1999

Dual registered

yes, broker-dealer

IAPD individual key

2062276

• Occurred

  Dec 31, 2023
  Advisor departed, no destination yet

  Kenneth Scott Lee no longer registered at Cetera Investment Advisers Llc; no later IA registration on IAPD

  Form ADVobserved 4 days ago
• Occurred

  Jun 29, 2023
  Advisor changed firm

  Kenneth Scott Lee left Cetera Advisor Networks Llc for Clg Llc (registered 2017-03-25)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:f06cd4e5-2a5d-6eb3-99de-63665ad1b369

First observed

Jul 9, 1999

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.