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Advisor at RBC CAPITAL MARKETS, LLC
Raleigh, NC | RALEIGH, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Nov 2, 2017 | n/a | yes | RALEIGH, NC|Raleigh, NC | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 30, 2009 | Nov 3, 2017 | no | RALEIGH, NC | Previous registration |
| SCOTT & STRINGFELLOW, LLC | Former SEC adviser | Mar 21, 2001 | Feb 12, 2009 | no | RALEIGH, NC|RALEIGH, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RBC CAPITAL MARKETS, LLC | Nov 3, 2017 | Nov 2, 2017 | -1 | Firm change | Wirehouse to ibd |
| SCOTT & STRINGFELLOW, LLC | WELLS FARGO ADVISORS | Feb 12, 2009 | Jan 30, 2009 | -13 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:31194:NC:2017-11-03 | Nov 3, 2017 | Nov 2, 2017 | RALEIGH, NC | Firm change |