DFX Intelligence

A••• Z•••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

A••• Z•••••• T•••••

Advisor at W•••• F•••• A•••••••

INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:f071b297-2990-37a2-711f-6dd750e60526

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 8, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jul 21, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Jul 29, 2024	n/a	yes	INDIANAPOLIS, IN	Current employment
F•••• T•••• S••••••••• I•••	Bd affiliated wealth	Jan 5, 2015	Aug 2, 2024	no	NOBLESVILLE, IN\|INDIANAPOLIS, IN\|FISHERS, IN\|CARMEL, IN\|WESTFIELD, IN\|INDIANAPOLIS, IN\|CARMEL, IN\|INDIANAPOLIS, IN\|NEW PALESTINE, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|GREENFIELD, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|CARMEL, IN\|WESTFIELD, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• T•••• S••••••••• I•••	W•••• F•••• A•••••••	Aug 2, 2024	Jul 29, 2024	-4	Firm change	Ibd to wirehouse
P•• W••••• M•••••••••	F•••• T•••• S••••••••• I•••	Jan 8, 2015	Jan 5, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
628:19616:IN:2024-08-02	Aug 2, 2024	Jul 29, 2024	WESTFIELD, IN	Firm change
129052:628:IN:2015-01-08	Jan 8, 2015	Jan 5, 2015	INDIANAPOLIS, IN	Firm change

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Jul 29, 2024 to presentfactForm ADV
→ F•••• T•••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 5, 2015 to Aug 2, 2024factForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Jul 8, 2011 to Jan 8, 2015factForm ADV

Dated events

Occurred
Aug 2, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f071b297-2990-37a2-711f-6dd750e60526
First observed: Jul 8, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.