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Advisor at NATIONWIDE SECURITIES, LLC
COLUMBUS, OH | Gilbert, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NATIONWIDE SECURITIES, LLC | No RAUM reported | Nov 14, 2023 | n/a | yes | Gilbert, AZ|COLUMBUS, OH | Current employment |
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Aug 23, 2022 | Oct 13, 2022 | no | SCOTTSDALE, AZ | Previous registration |
| BANC ONE SECURITIES CORPORATION | n/a | Mar 17, 2004 | Jul 19, 2004 | no | TEMPE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VANGUARD ADVISERS, INC. | NATIONWIDE SECURITIES, LLC | Oct 13, 2022 | Nov 14, 2023 | 397 | Firm change | Other |
| BANC ONE SECURITIES CORPORATION | VANGUARD ADVISERS, INC. | Jul 19, 2004 | Aug 23, 2022 | 6,609 | Firm change after gap | Other |