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CRD 315372
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HOUGHTON, JOHN, PYPER | MEMBER & PRESIDENT | D | yes | 07/2020 | Jul 15, 2021 | Jan 24, 2024 |
| MALMROSE, REBECCA, ANN | MEMBER & CHIEF COMPLIANCE OFFICER | B | no | 07/2020 | Jul 15, 2021 | Jan 24, 2024 |
| SLATER, JOSHUA, GARTH | MEMBER & CFO | B | no | 07/2020 | Jul 15, 2021 | Jan 24, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| JOHN HOUGHTON | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2023 | Jan 24, 2024 | $50,000 | $50,000 | 3 | 1 | 0 | n/a | n/a |
| 2022 | Mar 15, 2023 | $500 | $500 | 3 | 1 | 0 | n/a | n/a |
| 2021 | Mar 31, 2022 | $0 | $0 | 3 | 1 | 0 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $50,000 | $500 | 9900.0% | n/a | n/a | 3 | 3 | 0 | 0 |