DFX Intelligence

J••• E•••••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

J••• E•••••••• S•••••••

Advisor at I••••• P••••••• L••

San Clemente, CA

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Search this name across graphsid dfx:ria:f07cbbb6-8061-be02-fc0f-53da93affbd9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 30, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 14, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••• P••••••• L••	Independent wealth	Jan 28, 2019	n/a	yes	San Clemente, CA	Current employment
S• W•••••	Former SEC adviser	Nov 20, 2018	Nov 28, 2022	no	SAN CLEMENTE, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S• W•••••	I••••• P••••••• L••	Nov 28, 2022	Jan 28, 2019	-1,400	Firm change after gap	RIA to RIA
C••••• A•••••• N••••••• L••	S• W•••••	Apr 4, 2019	Nov 20, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
108126:289797:CA:2022-11-28	Nov 28, 2022	Jan 28, 2019	SAN CLEMENTE, CA	Firm change after gap
13572:108126:CA:2019-04-04	Apr 4, 2019	Nov 20, 2018	EL SEGUNDO, CA	Firm change after gap

Relationships

Registered with (4)

→ I••••• P••••••• L••Registered adviserregistration: current employment
Jan 28, 2019 to presentfactForm ADV
→ S• W•••••Registered adviserregistration: previous registration
Nov 20, 2018 to Nov 28, 2022factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Sep 19, 2017 to Apr 4, 2019factForm ADV
→ G••••• S••••••••• I•••

Dated events

Occurred
Nov 28, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f07cbbb6-8061-be02-fc0f-53da93affbd9
First observed: Jun 30, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.