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F••••••••• P•••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

F••••••••• P•••••••• L•••

CRD 118097

GREENWICH, CT

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Search this name across graphsid dfx:ria:f083798c-d4f6-cffd-6606-044ac610e0ff

Data as of Apr 19, 2012 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 0
On other graphs: 0
Observed: Apr 2, 2012 to Apr 19, 2012
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $165MItem 5.F on the latest filing (2012-04-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $165M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
F••••••••• Q••••••••• M•••• F•••• L•••	Hedge Fund	$116M	Apr 19, 2012	34	Apr 2, 2012	reported	021-100198
F••••••••• M•••• S••••••• F••• S••••• A• L•••	Hedge Fund	$25.3M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• A••••••	CHIEF FINANCIAL OFFICER	Na	yes	04/2010	Apr 2, 2012	Apr 19, 2012
F••••••••• C•••••• M••••••••• L••	GENERAL PARTNER	Na	yes	03/2011	Apr 2, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••••••••• O•••••• O••••••••• F••• I• G•• L•••	n/a	n/a	n/a	N	yes	n/a
B••••••••• O••••••••• F••• G•• L•••	n/a	n/a	n/a	N	yes	n/a
F••••••••• C••••••• A•• I••••••••• F••• G•• L•••

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Apr 2, 2012	$165M	$165M	n/a	n/a	n/a	11	$192M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$165M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Advises (11)

→ F••••••••• H••••••••• F••••••• F•••• L•••Private fundHedge Fund, ERA
Apr 2, 2012 to presentfactForm ADV
→ F••••••••• E••••••• A•••• F••• I• L•••Private fundHedge Fund, ERA
Apr 2, 2012 to presentfactForm ADV
→ F••••••••• C••••••• A•• I••••••••• F•••• L•••Private fundHedge Fund, ERA
Apr 2, 2012 to presentfactForm ADV
→ F••••••••• F•••••••• H••••••• F•••• L•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f083798c-d4f6-cffd-6606-044ac610e0ff
First observed: Apr 2, 2012
Last observed: Apr 19, 2012 175 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.