A••••• M••••

Advisor at E•••••• A••••••• G••••• L••

GREENWOOD VILLAGE, CO | BLUFFDALE, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f0988ac9-a6fc-27ab-3bff-f144a629be93

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 5, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	May 6, 2024	n/a	yes	BLUFFDALE, UT\|GREENWOOD VILLAGE, CO	Current employment
F••••••• P••••••• A•• W•••••••• A•••••••	Former SEC adviser	Feb 27, 2019	Jan 30, 2024	no	SALT LAKE CITY, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• P••••••• A•• W•••••••• A•••••••	E•••••• A••••••• G••••• L••	Jan 30, 2024	May 6, 2024	97	Firm change	Ibd to ibd
M••••• S••••••	F••••••• P••••••• A•• W•••••••• A•••••••	Nov 19, 2018	Feb 27, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
288590:112058:UT:2024-01-19	Jan 30, 2024	May 6, 2024	SALT LAKE CITY, UT	Firm change
149777:288590:UT:2018-11-19	Nov 19, 2018	Feb 27, 2019	SOUTH JORDAN, UT	Firm change

Relationships

Registered with (3)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
May 6, 2024 to presentfactForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Feb 27, 2019 to Jan 30, 2024factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Dec 5, 2016 to Nov 19, 2018factForm ADV

Dated events

Occurred
Jan 30, 2024
Advisor changed firm
A••••• M•••• left F••••••• P••••••• A•• W•••••••• A••••••• for E•••••• A••••••• G••••• L•• (registered 2024-05-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f0988ac9-a6fc-27ab-3bff-f144a629be93
First observed: Dec 5, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.