DFX Intelligence

J••••• W•••••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

J••••• W•••••• L•••

Advisor at I••••••••• F•••••••• G••••• L••

EL CAJON, CA | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:f0a6c1e6-c26b-0a80-269f-0e1620458b78

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 3, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 2, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Jul 3, 2025	n/a	yes	EL CAJON, CA\|SAN DIEGO, CA	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Jan 2, 2018	Jul 16, 2025	no	El Cajon, CA\|San Diego, CA\|La Mesa, CA\|El Cajon, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	I••••••••• F•••••••• G••••• L••	Jul 16, 2025	Jul 3, 2025	-13	Firm change	Ibd to ibd
C••••••••• F•••••••• N••••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Dec 31, 2017	Jan 2, 2018

Relationships

Registered with (6)

→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Jul 3, 2025 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 2, 2018 to Jul 16, 2025factForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Jan 18, 2013 to Dec 31, 2017factForm ADV
→ S•• I••••••••• I•••

Dated events

Occurred
Jul 16, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f0a6c1e6-c26b-0a80-269f-0e1620458b78
First observed: Jan 3, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.