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A•••••• O••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

A•••••• O••••

Advisor at E••••• J••••

••• Locked

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Search this name across graphsid dfx:ria:f0a9912c-d5fd-14bc-6915-b177b6d027fe

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 4, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Oct 17, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Mar 9, 2016	n/a	yes	ST. LOUIS, MO\|TEMPE, AZ\|ROSEVILLE, CA	Current employment
E••••• J••••	National bd RIA	Nov 4, 2014	Apr 30, 2015	no	ST LOUIS, MO\|PHOENIX, AZ\|PHOENIX, AZ\|CHANDLER, AZ

Relationships

Registered with (1)

→ E••••• J••••Registered adviserregistration: previous registration
Nov 4, 2014 to Apr 30, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f0a9912c-d5fd-14bc-6915-b177b6d027fe
First observed: Nov 4, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.