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Advisor at OSAIC WEALTH, INC.
Tigard, OR | LAKE OSWEGO, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Oct 30, 2020 | n/a | yes | Tigard, OR|LAKE OSWEGO, OR | Current employment |
| HORNOR, TOWNSEND & KENT, LLC | Independent wealth | Oct 16, 2003 | Nov 19, 2020 | no | LAKE OSWEGO, OR|LAKE OSWEGO, OR|BELEVUE, WA|BELLEVUE, WA|VANCOUVER, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HORNOR, TOWNSEND & KENT, LLC | OSAIC WEALTH, INC. | Nov 19, 2020 | Oct 30, 2020 | -20 | Bulk transfer | Ibd to ibd |