DFX Intelligence
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Reading the graph
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Advisor at T•• K••••••••• G••••
MEQUON, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T•• K••••••••• G•••• | Independent wealth | Jun 25, 2024 | n/a | yes | MEQUON, WI | Current employment |
| D••••• W••••• M••••••••• I••• | Independent wealth | Jun 15, 2021 | Jul 2, 2024 | no | MEQUON, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| D••••• W••••• M••••••••• I••• | T•• K••••••••• G•••• | Jul 2, 2024 | Jun 25, 2024 | -7 | Firm change | RIA to new firm |
| L•• F•••••••• L•• | D••••• W••••• M••••••••• I••• | Jul 29, 2021 | Jun 15, 2021 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 153323:331128:WI:2024-07-02 | Jul 2, 2024 | Jun 25, 2024 | MEQUON, WI | Firm change |
| L•• F•••••••• L•• | Bd affiliated wealth | Dec 20, 2011 | Jul 29, 2021 | no | BROOKFIELD, WI|SAN DIEGO, CA|FRANKSVILLE, WI | Previous registration |
| R•• C•••••• M••••••• L•• | National bd RIA | Jul 5, 2002 | Dec 23, 2011 | no | Milwaukee, WI|MILWAUKEE, WI | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Aug 28, 2000 | Jul 17, 2002 | no | MILWAUKEE, WI | Previous registration |
| -44 |
| Firm change after gap |
| Ibd to RIA |
| R•• C•••••• M••••••• L•• | L•• F•••••••• L•• | Dec 23, 2011 | Dec 20, 2011 | -3 | Firm change | Other |
| W•••• F•••• A••••••• | R•• C•••••• M••••••• L•• | Jul 17, 2002 | Jul 5, 2002 | -12 | Firm change | Wirehouse to ibd |