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Advisor at COMMONWEALTH FINANCIAL NETWORK
NEWTOWN, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Apr 30, 2008 | n/a | yes | NEWTOWN, CT | Current employment |
| GREAT AMERICAN ADVISORS, INC. | Former SEC adviser | Jan 29, 2007 | May 2, 2008 | no | CINCINNATI, OH|NEWTOWN, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GREAT AMERICAN ADVISORS, INC. | COMMONWEALTH FINANCIAL NETWORK | May 2, 2008 | Apr 30, 2008 | -2 | Firm change | Other |