DFX Intelligence

D•••••• M•••••• Z••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

D•••••• M•••••• Z••••

Advisor at I••••••••• P•••••• W•••••• L••

AUSTIN, TX

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Search this name across graphsid dfx:ria:f0b6883c-61c1-0a4f-63a7-fccd1a9db997

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 25, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• P•••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 22, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• P•••••• W•••••• L••	Independent wealth	Jan 23, 2019	n/a	yes	AUSTIN, TX	Current employment
E•••••••• A•••••••• L••	National bd RIA	Jul 13, 2017	Feb 3, 2019	no	COLUMBUS, OH\|Columbus, OH\|INDEPENDENCE, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	I••••••••• P•••••• W•••••• L••	Feb 3, 2019	Jan 23, 2019	-11	Firm change	Other
V••• F•••••••• A•••••••• I•••	E•••••••• A•••••••• L••	Jul 13, 2017	Jul 13, 2017

Relationships

Registered with (3)

→ I••••••••• P•••••• W•••••• L••Registered adviserregistration: current employment
Jan 23, 2019 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 13, 2017 to Feb 3, 2019factForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 25, 2008 to Jul 13, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f0b6883c-61c1-0a4f-63a7-fccd1a9db997
First observed: Mar 25, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.